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Client focus is KATY CAPITAL more than our core values. It is at the heart of our strategy and the key to our success. Our sales teams have deep, long-standing relationships with our clients, and our sales and trading professionals work tirelessly to provide company-wide capabilities to support our clients' investment processes.

KATY CAPITAL’s dedicated team of sales and trading professionals serves more than 1,300 institutional investors globally, representing the largest asset managers and fund complexes in the world. With a combined force of nearly 70 sales and trading professionals, our team rivals the size and experience of any sell-side firm.

We trade high- and low-touch cash equities, options, programs and convertible securities.

By combining generalist knowledge with sector expertise, we deliver differentiated views on markets and individual stocks. Our sales and trading sector specialists include Healthcare, TMT, Energy, Consumer, Power & Utilities, Real Estate, Industrials, Financial Institutions and Special Situations. Our market insight and investor relationships contribute to our strong partnership with Equity Capital Markets and Advisory.